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Charles Austin of the controller\'s office of Thompson Corporation was given the

ID: 2448379 • Letter: C

Question

Charles Austin of the controller's office of Thompson Corporation was given the assignment of determining the basic and diluted earnings per share values for the year ending December 31, 2015 Austin has compiled the information listed below 1. The company is authorized to issue 8,553,600 shares of $10 par value common stock. As of December 31, 2014, 2,138,400 shares had been issued and were outstanding 2. The per share market prices of the common stock on selected dates were as follows rice per Shar $20 21 25 July 1, 2014 January 1, 2015 April 1, 2015 July 1, 2015 August 1, 2015 November 1, 2015 December 31, 2015 10.5 9 10 3. A total of 710,400 shares of an authorized 1,287,600 shares of convertible preferred stock had been issued on July 1, 2014. The stock was issued at its par value of $25, and it has a cumulative dividend of $3 per share. The stock is convertible into common stock at the rate of one share of convertible preferred for one share of common. The rate of conversion is to be automatically adjusted for stock splits and stock dividends. Dividends are paid quarterly on September 30, December 31, March 31, and June 30 4. Thompson Corporation is subject to a 40% income tax rate 5. The after-tax net income for the year ended December 31, 2015, was $11,980,000

Explanation / Answer

A

The number of shares used to compute basic earnings per share is 6,736,000, as calculated below.

Event

Dates

Outstanding

Shares

Outstanding

Restatement

Fraction

of Year

Weighted

Shares

Beginning Balance, including 5% stock dividend

Jan. 1Apr. 1

3,150,000

2.0

3/12

1,575,000

Conversion of preferred stock

Apr. 1July 1

3,360,000

2.0

3/12

1,680,000

Stock split

July 1Aug. 1

6,720,000

1/12

560,000

Issued shares for

building

Aug. 1Nov. 1

7,020,000

3/12

1,755,000

Purchase of Treasury

stock

Nov. 1Dec. 31

6,996,000

2/12

1,166,000

Total number of common shares to compute basic earnings per share

6,736,000

(b)   The number of shares used to compute diluted earnings per share is 7,891,000, as shown below.

   Number of shares to compute basic earnings per

     share   6,736,000

   Convertible preferred stockstill outstanding

     (500,000 X 2 X 1.05)    1,050,000

   Convertible preferred stockconverted  

     (200,000 X 2 X 1.05 X 3/12)     105,000

   Number of shares to compute diluted earnings

     per share   7,891,000

(c)   The adjusted net income to be used as the numerator in the basic earnings per share calculation for the year ended December 31, 2007, is $11,900,000, as computed below.

   After-tax net income      $13,550,000

   Preferred stock dividends

      March 31 (700,000 X $.75)   $   525,000  

      June 30, September 30,

        and December 31

        (500,000 X $.75 X 3)     1,125,000      1,650,000

   Adjusted net income      $11,900,000

Event

Dates

Outstanding

Shares

Outstanding

Restatement

Fraction

of Year

Weighted

Shares

Beginning Balance, including 5% stock dividend

Jan. 1Apr. 1

3,150,000

2.0

3/12

1,575,000