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Part 1: City Street Fund has a portfolio of $420 million and liabilities of $30

ID: 2616521 • Letter: P

Question

Part 1:

City Street Fund has a portfolio of $420 million and liabilities of $30 million.

a. If there are 30 million shares outstanding, what is net asset value?

b-1. If a large investor redeems 3 million shares, what happens to the portfolio value? (Enter your answer in millions.)

Portfolio value____ to $___ million.

b-2. If a large investor redeems 3 million shares, what happens to shares outstanding? (Enter your answer in millions.)

Shares outstanding ____increasesdecreases to

City Street Fund has a portfolio of $420 million and liabilities of $30 million.

a. If there are 30 million shares outstanding, what is net asset value?

Net asset value            $

b-1. If a large investor redeems 3 million shares, what happens to the portfolio value? (Enter your answer in millions.)

Portfolio value (Click to select)increasesdecreases to $  million.

b-2. If a large investor redeems 3 million shares, what happens to shares outstanding? (Enter your answer in millions.)

Shares outstanding ___ to___ million.

b-3. If a large investor redeems 3 million shares, what is net asset value?

b-3. If a large investor redeems 3 million shares, what is net asset value?

Part 2:

Consider a mutual fund with $206 million in assets at the start of the year and with 20 million shares outstanding. The fund invests in a portfolio of stocks that provides dividend income at the end of the year of $2 million. The stocks included in the fund's portfolio increase in price by 6%, but no securities are sold, and there are no capital gains distributions. The fund charges 12b-1 fees of 0.50%, which are deducted from portfolio assets at year-end.

a. What is net asset value at the start and end of the year? (Enter your answers in dollars rounded to 3 decimal places.)

b. What is the rate of return for an investor in the fund? (Do not round intermediate calculations. Round your answer to 2 decimal places.)

Explanation / Answer

Part 1 a) NAV = (MVA - MVL)/ Outstanding shares NAV = ($420M - $30M)/30M shares $13.00 b-1) Portfolio Value = $420 x (3M Shares x $13) $381 Million Portfolio value decreases to $381 million. b-2) Shares outstanding (30 million - 3 million shares) 27 Million shares Shares outstanding decrease to 27 million. b-3) NAV = ($420M - $30M)/27M shares $14.44